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Saturday, May 2, 2020 | History

4 edition of Securities and Exchange Commission found in the catalog.

Securities and Exchange Commission

Securities and Exchange Commission

privately offered investment companies

  • 113 Want to read
  • 25 Currently reading

Published by The Office, The Office [distributor in Washington, D.C, Gaithersburg, MD (P.O. Box 6015, Gaithersburg 20884-6015) .
Written in English

    Subjects:
  • United States. -- Securities and Exchange Commission,
  • Small business investment companies -- United States

  • Edition Notes

    Other titlesPrivately offered investment companies
    The Physical Object
    FormatMicroform
    Pagination2, 3 p.
    ID Numbers
    Open LibraryOL16928492M

    The U.S. Securities and Exchange Commission enforces the laws on how investments are offered and sold to you. Protecting investors is an important part of our mission. We cannot tell you what investments to make, but this website provides unbiased information to help you evaluate your choices and protect yourself against fraud. Investigation of Failure of the Securities and Exchange Commission To Uncover Bernard Madoff's Ponzi Scheme, Public Version.

    In , the Securities and Exchange Commission Historical Society introduced an online gallery to illustrate changes in the US securities market structure since thes. The online gallery features a narrative history supported by dozens of documents, papers, interviews, photos and spa-hotel-provence.comarters: Washington, D.C., U.S. Get this from a library! The Securities and Exchange Commission. [Philip Koslow] -- Surveys the history of the SEC with descriptions of structure, current function, and influence on United States society.

    United States. Securities and Exchange Commission. Alexandria, VA ( General Green Way, Alexandria ): U.S. Securities and Exchange Commission, Employment Opportunities, Office of Administrative and Personnel Management, The undersigned hereby undertakes to furnish promptly to the U.S. Securities and Exchange Commission (“Commission”), its designees or representatives, any self-regulatory organization of which it is a member, or any State securities regulator having jurisdiction over the member, broker or dealer, upon reasonable request, such information as is deemed necessary by the staffs of the.


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